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Compliance Officer Jobs

1 matches | 1 - 1 displayed
date  location  job detail
Sep 24,20 Portland, OR, United States Vp, General Counsel And Chief Compliance Officer
Sponsored Job  
VP, General Counsel and Chief Compliance Officer Duties: Act as the principal legal advisor to executives and the company on all legal and regulatory matters. Provide thought leadership to the Investments deal team regarding the sponsor vetting and review process, including all...
Sep 25,20 Farmington, CT, United States Chief Compliance Officer -Investment Management
Sponsored Job  
Symetra Financial Corporation
Chief Compliance Officer Investment Management The candidate will be a key member of the firm’sInvestment Management (SIM) law department, and will support registration, new and existing client opportunities, new investment origination and management as well as ensuring com...
Sep 25,20 Newport Beach, CA, United States Senior Compliance Officer
Sponsored Job  
PIMCO. (Pacific Investment Management Company)
Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related procedures, including monitoring information barriers, maintaining restricted lists and handling market pre-soundings and wall c...
Oct 06,2020 UK-London Compliance Manager
The ideal person will be integral to the set up of the London arm, helping obtain the required licences to trade. Once the original set up is complete, this role will be responsible for all compliance matters, working in collaboration with the wider compliance team, based in Singapore.
The Complianc

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