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Compliance Officer Jobs

3 matches | 1 - 3 displayed
date  location  job detail
Feb 16,19 Chicago, IL, United States Chief Compliance and Privacy Officer - Office of General Counsel
Sponsored Job  
Rehabilitation Institute Of Chicago
General Summary The Chief Compliance and Privacy Officer will provide leadership and strategic direction in implementing, maintaining and evolving the Shirley Ryan AbilityLab (“SRAlab”) Corporate Compliance and Privacy Programs, including day-to-day oversight and monitoring, ...
Feb 02,19 Newark, NJ, United States Vp, Chief Compliance Officer Pcg
Sponsored Job  
PGIM, Inc.
VP, Chief Compliance Officer PCG Responsibilities will include: Oversee investment adviser Compliance program for PCG & PPPI, including both their U.S. and international offices; Oversee global Compliance program in conjunction with Compliance staff in PCG’s non-US jurisdictio...
Feb 02,19 Columbus, OH, United States Deputy Chief Compliance Officer
Sponsored Job  
ORIX USA Corporation
Deputy Chief Compliance Officer The candidate will develop an effective review programs ensuring the purpose, scope, and audit approach is appropriate for the business unit. Oversee all regulatory exams, including but not limited to, FINRA, SEC, HUD, GNMA, FNMA, Freddie Mac audi...
Dec 24,2018 UK-London Compliance Officer
Compliance Officer
The candidate will work closely with commercial and regulatory lawyers, risk management and other legal/compliance professionals to ensure its compliance systems, policies and procedures in the region are in comply with rules and regulations. Also required to undertake internal c
Jan 03,2019 UK-London Global Compliance Officer (counsel)
Global Compliance Officer (Counsel)
The candidate will devise and implement the yearly compliance plan, conducting a thorough risk-based assessment. Will ensure ongoing compliance with company policies, deal with an incident register and head up the whistle-blowing programme, which will include inv
Aug 22,2014 UK-Liverpool Risk and Compliance Officer
Risk and Compliance Officer
Job Vacancies - 2013 - 2016
Job Vacancy 2016
Risk and Compliance Officer
Risk and Compliance Officer
We are looking for a Risk and Compliance Officer for a Liverpool based firm.
The duties will involve but are not limited to:
Assisting in the identifica

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