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Compliance Officer Jobs

51 matches | 1 - 20 displayed
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date  location  job detail
Nov 22,17 Denmark, WI, United States Chief Compliance Officer
Sponsored Job  
Denmark State Bank.
Chief Compliance Officer The candidate will administer and enhance, as necessary, the Company’s Compliance Management Program, including annual Compliance Risk Assessment and Compliance Monitoring Activities. Will organize and control the Company’s day-to-day Compliance acti...
Nov 22,17 Farmington Hills, MI, United States Chief Compliance Officer
Sponsored Job  
Kaufman Financial Group.
Chief Compliance Officer The candidate will be responsible for leading the Compliance team supporting the state insurance Compliance and licensing needs of company and its subsidiaries. Implement a proactive Compliance program that detects, prevents, and responds to violations o...
Nov 18,17 Sunnyvale, CA, United States Chief Compliance Officer
Sponsored Job  
Cepheid
Chief Compliance Officer The candidate will be responsible for leading the Compliance Program for non-health regulatory matters for firm's molecular diagnostics business. Will collaborate with Compliance and business colleagues to develop, implement, and maintain the Compliance
Nov 03,2017 UK-London Hedge Fund Paralegal - UK-London
Hedge Fund Paralegal
The candidate will be working directly with the Chief Legal Officer and also support the Chief Compliance Officer. Will be taking ownership of reviewing and drafting commercial agreements, NDA's and dealing with investor side letters as well as other key contractual matters. A
Nov 01,2017 UK-London Head of Risk and Compliance
Head of Risk and Compliance
The candidate will be responsible for continuously improving the firm's risk-related processes/policies and developing new approaches in order to improve efficiency. The role will: monitor, implement and enforce the firm's risk and compliance policies; advise on conflict
Oct 04,2017 UK-London Legal Assistant
Legal Assistant
The candidate will handle Secretarial duties that include: Schedule board meetings and company AGM liaising directly with board members PA's. Support for company secretary, including assistance in setting board agenda, collating and distributing board papers, and board committee ter
Oct 04,2017 UK-London Legal Assistant - In House
Legal Assistant - In House
The candidate will be working closely with the CFO and Head of Legal Compliance and Company Secretary handling duties including managing their diaries, booking travel, expenses, adding contacts to the company database etc. Will schedule board meetings and company AGM liai
Nov 03,2017 UK-London Fraud, Regulatory and Investigations Lawyer
THE FIRM
A major international law firm.
THE ROLE
Within a multidisciplinary regulatory team which provides advice across all business areas.
The team includes experienced contentious and non-contentious professionals, including former regulators, technical advisors and seconded compliance officers.
Nov 04,2017 UK-York Risk and Compliance Officer
Risk and Compliance Officer
The candidate will provide support to the Partners, in particular the Compliance Partner, as well as assisting with the panel membership renewals (particularly CQS), professional indemnity renewal and practicing certificate renewals. Will carry out files reviews to Lex
Nov 06,2017 UK-London Chief Operating Officer
A Top 200 firm, based in London, looking for a chief operating officer to drive the firm forwards. The successful candidate will chair Partners' meetings and chair the management committee. They will be responsible for finance, HR, office administration, IT and knowledge, risk and compliance manag
Nov 07,2017 UK-Manchester Charities Compliance Officer
Charities Compliance Officer
The candidate will be working closely with a corporate solicitor on all compliance matters related to the charitable activities the business carries out. Will assist in the drafting of the charities grant giving documentation; Use specialist policy and research expertis
Oct 29,2017 UK-Edinburgh Regulatory Compliance Officer
Regulatory and Compliance Counsel ApplyEmail jobSave job Chertsey Permanent Bullet points Global Leader in Consumer Electronics Commercially advise and manage regulatory and compliance risks About Our Client -Priding themselves on innovation and discovery,this electronics company is leading the way
Nov 14,2017 UK-Manchester Risk & Compliance Officer Legal Sector
Risk & Compliance Officer Legal Sector
Lancashire
(Full Time, Permanent)
£35,000 - £50,000 / Year
(From £35,000 to £50,000 per annum)
Risk & Compliance Officer - Legal Sector
Manchester City Centre
An International Law Firm are hiring for a Risk & Compliance Officer to join their Manchester Of
Nov 18,2017 UK-London Compliance Assistant - UK-London
Compliance Assistant
The candidate will work closely with the compliance manager and data protection officer. Duties will include liaising with fee earners, undertaking regular compliance audits, and writing reports.
Nov 13,2017 UK-London Corporate Immigration Lawyer
Are you aspiring for a route to Partnership with one of the most well-respected Top 100 firms, in a growing Corporate Immigration team? This role can offer you a fast-track and concrete prospects in a growing department. The firmRanked in the Top 100, and top tier across a number of areas, this law
Nov 19,2017 UK-London Finance Director- Legal
Our client, a highly reputable, established law firm based in the city, are seeking a Finance Director - to report into the COO. This is a fantastic opportunity for an experienced, qualified FD with relevent experience within professional services. Responsibilities include; monthly financial reporti
Nov 07,2017 UK-London Director of Privacy FTSE 100 Company
A FTSE 100 company is seeking an experienced data protection/privacy lawyer to head up their Information Governance function as Director of Privacy.
This position will report into Chief Compliance Officer and operate in a strategic role, advising the Plc on all matters relating to data protection an
Nov 21,2017 UK-London Senior Legal PA
Legal Senior PA
Our client is one of the leading global law firms are looking for Senior Legal PA to provide high quality secretarial, organisational and administrative support to the Deputy CEO of the firm (Partner) and the Debt Capital Markets Practice Area Leader (Partner). The ideal candidate wi
Nov 21,2017 UK-London Senior Legal PA
Senior Legal PA
Location:
London
Salary:
£41,000
Reference:
AB-SPF
Legal Senior PA
Our client is one of the leading global law firms are looking for Senior Legal PA to provide high quality secretarial, organisational and administrative support to the Deputy CEO of the firm (Partner) and the Debt Ca
Nov 22,2017 UK-Coventry Head - Legal
Head - Legal
The candidate will be responsible for ensuring that the process runs smoothly from start to finish. This sole Legal Counsel role will report into the CFO. Will lead and execute all Legal matters with the assistance of the CEO/CFO as and when necessary. Collate and organise data, as and
Nov 22,2017 UK-London Debt Recovery Assistant
THE FIRM
A commercially astute law firm with a strong international focus and long heritage of delivering high quality legal advice serving a wide range of corporate, institutional and private clients.
A fantastic opportunity to join the client's risk & compliance department, which currently compris
Nov 20,2017 UK-London Compliance Assistant (12 Month FTC)
Compliance Assistant. One of Central London?s most prestigious law firms is offering a compliance assistant the opportunity to join their award winning risk and compliance team. Working as a compliance assistant you will be supporting a small but supportive team of 3, and will be reporting to th
Nov 22,2017 UK-London Head of Legal and Compliance
Head of Legal and Compliance
London
(Full Time, Permanent)
The Global Investment Bank is seeking someone to join their London office with substantial compliance experience from within a financial institution ideally. They are looking for someone who will be reasonable for managing all of the day-to-
51 matches | 1 - 20 displayed
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